Jeffrey Gantz
Jeffrey Gantz is a CFP-designated registered investment advisor at LPL Financial LLC, based in Indianapolis, IN, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Indianapolis, IN
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Regulatory History (1)
Customer Dispute
July 2024Other Business Activities
Jeffrey is involved with Grateful Ventures LLC for tax/investment purposes, BSH Financial Services LLC as a DBA for LPL business, and Blue Chip Wealth Management, LLC as a DBA for LPL business. He also works as a self-employed musician, and this takes nearly full-time hours during trading.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
H&r Block Financial Advisors, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.