JC
JC

John Costantino

32 Years of Experience
Saratoga Springs, NY
Broker

John Costantino is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Saratoga Springs, NY, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

358 Broadway, Suite 203, Saratoga Springs, NY, 12866

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John owns High Point Trading & Consulting since 2010, both as an investment-related and non-investment related support company/DBA. He spends minimal time on this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2015 - Present · 10 yrs 11 mos
Raymond James Financial Services, INC.Broker
February 1999 - Present · 27 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1998 - March 1999 · 1 yr 1 mo
D. H. Blair & CO., INC.Broker
April 1993 - February 1998 · 4 yrs 10 mos
State Registrations22 states
AZCACOCTDEFLGAILMAMDNCNHNJNYORPATNTXVAVTWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
John Costantino - Financial Advisor | TrueAdvisor