Nicholas Sergio
Nicholas Sergio is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Red Bank, NJ, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
11 Wharf Avenue, C-2, Red Bank, NJ, 07701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Nicholas owns two support companies, Banyan Wealth and Saddle River Holdings Group 2, and acts as a trustee for Sergio Trust. He also owns rental real estate through SRHG 11 WHARF LLC, dedicating minimal time to this activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
Bluestone Capital CORP.Broker
Bluestone Capital Securities, INC.Broker
Barington Capital Group, L.P.Broker
D. H. Blair & CO., INC.Broker
State Registrations37 states
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