Martin Herzberg is a registered investment advisor at Alphatheta Capital LLC, based in Lawrence, NY. Martin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 13 clients with $3.7M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AlphaTheta Capital offers two fee options for investment management:
- Asset-based fee only: 1.5% of your portfolio per year.
- Combined asset-based and performance fee: 1% of your portfolio per year, plus 10% of the net profits of the account.
Fees may be negotiable.
Location
Lawrence, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Alphatheta Capital LLC
State Registrations1 state
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