Monte Sperling
Monte Sperling is a registered investment advisor at Park Avenue Securities LLC, based in Melville, NY, with 32 years of industry experience. Monte operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.
Location
225 Broadhollow Road, Suite 105, Melville, NY, 11747
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Regulatory History (1)
Customer Dispute
November 2019Other Business ActivitiesSells Insurance
Monte occasionally sells term life insurance outside of Guardian since 1985, dedicating minimal time to this activity. He also operates MONTNOR ASSOCIATES LLC for accounting purposes since 2020, also dedicating minimal time.
Employment History
Current Registrations
Park Avenue Securities LLC
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Previous Registrations
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.