David Kaplan
David Kaplan is a CFA-designated registered investment advisor at Cottonwood Asset Management LLC, based in Sandy, UT, with 22 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 48 clients with $16M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cottonwood Asset Management charges a maximum of 2.00% annually for managing your investments. This fee is calculated based on the value of your account each quarter and is typically deducted directly from your account. The exact fee will be outlined in your advisory agreement. Cottonwood also uses third-party investment advisors, compensating them from the overall fee.
Location
Sandy, UT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David owns Mathnasium of Sugar House and is the CEO of Cottonwood Tax & Accounting, dedicating minimal time and nearly full-time respectively. David also has a life insurance license in Utah, but it represents a small portion of his business.
Employment History
Current Registrations
Cottonwood Asset Management LLC
Previous Registrations
Wb Capital Management INC.
Vmf Capital
Vmf Capital LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.