Richard Dolan
Richard Dolan is a registered investment advisor at Dominion Capital Advisory, LLC, based in Glen Allen, VA, with 23 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Dominion Capital Advisory (DCA) does not manage client assets directly. Instead, DCA refers clients to third-party investment managers like Raymond James, Davenport & Company LLC, and LPL Financial. These managers charge their own advisory fees, and DCA receives a portion of those fees for the referral. The specific fee DCA receives depends on the investment manager chosen, the assets invested, and any negotiated fee reductions.
Location
4435 Waterfront Drive, Suite 200, Glen Allen, VA, 23060
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is an independent insurance agent for various independent insurance companies through Dominion Capital Advisory, LLC. He also serves as President/CPA of Martin, Dolan & Holton LTD, a CPA firm, dedicating nearly full-time hours to this role, with a portion of his time spent on trading.
Employment History
Current Registrations
Dominion Capital Advisory, LLC
Previous Registrations
Cambridge Investment Research, INC.Broker
Tower Square Securities, INC.Broker
Jefferson Pilot Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.