Francis Carpentier
Francis Carpentier is a CFP-designated registered investment advisor at Mullaney Keating & Wright INC, based in Middletown, CT, with 27 years of industry experience. Francis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 198 clients with $390M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.80% |
| $500K - $1.0M | 0.60% |
| $1.0M - $2.0M | 0.40% |
| $2.0M - $5.0M | 0.30% |
| $5M+ | 0.30% |
Fees for amounts over $5,000,000 are negotiable. Mullaney, Keating and Wright, Inc. retains discretion to negotiate alternative fees based on client complexity and other factors.
Fee Estimator
Location
386 Main Street, Suite 501, Middletown, CT, 06457
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Mullaney Keating & Wright INC
Previous Registrations
Olson Mobeck Investment Advisors, INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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