Donald Rogers
Donald Rogers is a registered investment advisor at Osaic Wealth, INC., based in Sacramento, CA, with 16 years of industry experience. Donald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
8880 Cal Center Drive, Suite 220, Sacramento, CA, 95826-3229
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Donald works as an agent and sales manager/agent at Retirement Security Centers, offering and servicing fixed insurance products, dedicating a few hours per week and about a quarter of his time respectively. Donald also owns and maintains rental property, but spends minimal time on it.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Osaic Fa, INC.Broker
Osaic Fa, INC.
Allstate Financial Advisors, LLC
Allstate Financial Services, LLCBroker
Oneamerica Securities, INC.Broker
Oneamerica Securities, INC.
Hornor, Townsend & Kent, INC.
Hornor, Townsend & Kent, INC.Broker
Questar Asset Management, INC.
Questar Capital CorporationBroker
Symetra Investment Services, INC.
Symetra Investment Services, INC.Broker
Beneficial Investment Services, INC.
Beneficial Investment Services, INC.Broker
American General Securities IncorporatedBroker
Uslife Equity Sales CORP.Broker
Pruco Securities CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.