RB
CFP
RB
CFP

Richard Bardue

32 Years of Experience
Lake Stevens, WA
Broker

Richard Bardue is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Lake Stevens, WA, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

9623 32nd Street Se, Ste D103, Lake Stevens, WA, 98258

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard owns Northsound Wealth Management LLC, dedicating full-time hours to it. He also co-owns RHB Properties, LLC with his spouse, spending about 10-20% of his time flipping real estate, and co-owns rental property in Gilbert, AZ, spending a few hours per week on it.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
January 2006 - Present · 20 yrs 4 mos
Wells Fargo Advisors
January 2006 - Present · 20 yrs 4 mos
Previous Registrations
Citigroup Global Markets INC.
September 1999 - January 2006 · 6 yrs 4 mos
Citigroup Global Markets INC.Broker
August 1999 - January 2006 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1993 - August 1999 · 6 yrs 4 mos
State Registrations14 states
AZCACTDEFLGAIDILKYNJNVNYTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.