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Martha Maugh

25 Years of Experience
Ann Arbor, MI
Broker

Martha Maugh is a registered investment advisor at Morgan Stanley, based in Ann Arbor, MI, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

Ann Arbor, MI

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Martha is a member of the Wildwood on Walloon Lake Condominium Association board since 2019, dedicating minimal time outside of business hours. She also officiates field hockey games in Chicago, dedicating a few hours per week outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
April 2005 - June 2009 · 4 yrs 2 mos
Citigroup Global Markets INC.Broker
April 2005 - June 2009 · 4 yrs 2 mos
Banc of America Investment Services, INC.
November 2002 - April 2005 · 2 yrs 5 mos
Banc of America Investment Services, INC.Broker
September 2002 - April 2005 · 2 yrs 7 mos
Banc of America Securities LLC
March 2001 - September 2002 · 1 yr 6 mos
Banc of America Securities LLCBroker
March 2001 - September 2002 · 1 yr 6 mos
UBS Warburg LLCBroker
August 2000 - March 2001 · 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Martha Maugh - Financial Advisor | TrueAdvisor