Scot Fairchild
Scot Fairchild is a CFP-designated registered investment advisor at LPL Financial LLC, based in Henderson, NV, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1080 Wigwam Pkwy, Henderson, NV, 89074
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scot is involved in several business activities, including Fairchildren LLC for estate planning, Lucia Capital Group and Strategic Tax & Financial as DBAs for his LPL business, Montecito Venture Partners, Success Financial Advisors for tax preparation, and SFA Holdings LLC for real estate rental. He also sells life insurance and fixed annuities, dedicating a few hours per week to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Lucia Capital Group
Lucia Securities, LLCBroker
Sagepoint Financial, INC.Broker
Success Financial Advisors, LLC
Sunamerica Securities, INC.Broker
Linsco/private Ledger CORP.Broker
Calvert Securities CorporationBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.