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Russell Cotton

Raymond James & Associates, INC.
33 Years of Experience
Louisville, KY
4 DisclosuresBroker
View SEC Summary
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Russell Cotton is a registered investment advisor at Raymond James & Associates, INC., based in Louisville, KY, with 33 years of industry experience. Russell is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4969 Us Hwy 42, Suite 1600, Louisville, KY, 40222

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2009
Denied
Customer Dispute
June 2004
Denied
Customer Dispute
May 2004
Closed-No Action
Customer Dispute
January 2004
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Russell is the managing partner of RichRussLLC, seeking investment opportunities, and a partner in Valhalla Woods LLC, making loan payments and enjoying recreational activities. He also serves on the advisory board for Saint Bernadette Catholic Church, reviewing and approving budgets, dedicating minimal time to each activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2009 - Present · 17 yrs 8 mos
Raymond James & Associates, INC.Broker
February 2009 - Present · 17 yrs 8 mos
Previous Registrations
Sterne Agee Investment Advisors, INC.
April 2005 - February 2009 · 3 yrs 10 mos
Sterne Agee & Leach, INC. Capital Management
April 2005 - January 2007 · 1 yr 9 mos
Sterne, Agee & Leach, INC.Broker
November 2003 - February 2009 · 5 yrs 3 mos
Morgan Keegan & Company, INC.Broker
July 1995 - November 2003 · 8 yrs 4 mos
H.J. Meyers & CO., INC.Broker
August 1994 - August 1995 · 1 yr
Westfield Financial CorporationBroker
August 1994 - August 1994 · 0 mos
Hibbard Brown & CO., INC.Broker
April 1993 - September 1994 · 1 yr 5 mos
State Registrations25 states
ALARAZCACOFLGAILINKYMDMEMIMNMONCNJOHPASCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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