Alicia Del Valle Alvarez

Kovack Advisors, INC.

31 Years of Experience

3 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth

Kovack Advisors, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

268 advisors

Number of Clients

14,305 clients

Average Client Portfolio

$387K average

Assets Under Management

$5.5B

Fee Structure

Location

6451 N. Federal Hwy, Suite 1201, Ft. Lauderdale, FL, 33308

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

January 2009

Customer Dispute

September 2006

Settled

Customer Dispute

July 2001

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Alicia operates as Essential Financial and Insurance Services, selling fixed index annuities and fixed insurance life insurance, dedicating about a quarter of her time. She also engages in fixed insurance sales, property rental, management of real estate properties, Medicare supplement sales, and assists with estate distribution.

Employment History

Current Registrations

Kovack Advisors, INC.

February 2014 - Present · 12 yrs

Kovack Securities INC.Broker

January 2014 - Present · 12 yrs 1 mo

Previous Registrations

Capital Guardian Wealth Management, LLC

August 2010 - January 2014 · 3 yrs 5 mos

Capital Guardian, LLCBroker

June 2010 - January 2014 · 3 yrs 7 mos

Citigroup Global Markets INC.Broker

May 2007 - December 2009 · 2 yrs 7 mos

Citigroup Global Markets INC.

May 2007 - December 2009 · 2 yrs 7 mos

Citicorp Investment Services

September 2006 - May 2007 · 8 mos

Citicorp Investment ServicesBroker

August 2006 - May 2007 · 9 mos

Banc of America Investment Services, INC.

February 2001 - August 2006 · 5 yrs 6 mos

Banc of America Investment Services, INC.Broker

February 2001 - August 2006 · 5 yrs 6 mos

Wm Financial Services, INC.Broker

August 1998 - February 2001 · 2 yrs 6 mos

First Union Brokerage Services, INC.Broker

May 1993 - August 1998 · 5 yrs 3 mos

State Registrations5 states

COFLGANCNM

AdvisorBrokerBoth

Exams

No exam information available for this advisor.