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Richard Godfrey

32 Years of Experience
Midlothian, VA
2 DisclosuresBrokerSells Insurance

Richard Godfrey is a registered investment advisor, based in Midlothian, VA, with 32 years of industry experience.

Location

1 Park West Circle, Suite 106, Midlothian, VA, 23114

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2002
Settled
Customer Dispute
October 2002
Settled
Other Business ActivitiesSells Insurance

Richard is an independent RIA and financial advisor/wealth manager with Steward Partners Investment Advisory LLC and Godfrey & Spradlin Private Wealth Advisory, spending well over full-time hours on these activities. He also works as an agent installing non-variable insurance products.

Employment History
Current Registrations
Raymond James Financial Services, INC.
March 2026 - Present · 2 mos
Raymond James Financial Services, INC.Broker
March 2026 - Present · 2 mos
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs
Steward Partners Investment Solutions, LLC
May 2022 - Present · 4 yrs
Steward Partners Investment Advisory, LLC
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
February 2018 - May 2022 · 4 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 1993 - February 2018 · 24 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1993 - February 2018 · 24 yrs 10 mos
State Registrations23 states
ALCACTDCDEFLMAMDMNMSNCNENHNJNYOHPASCTNTXVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Godfrey - Financial Advisor | TrueAdvisor