DJ
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David Johnson

32 Years of Experience
Minneapolis, MN
BrokerSells Insurance

David Johnson is a registered investment advisor, based in Minneapolis, MN, with 32 years of industry experience.

Location

2701 University Ave Se, Minneapolis, MN, 55414

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David is the owner of Augustine & Johnson, dedicating full-time hours to the business. He also works as an agent/broker for North Star Consultants & North Star Brokerage selling fixed insurance, spending a few hours per week on this activity.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
December 2013 - August 2023 · 9 yrs 8 mos
Cri Securities, LLC
July 2007 - October 2021 · 14 yrs 3 mos
Marathon Advisors, INC
May 2006 - December 2007 · 1 yr 7 mos
Marathon Advisors, INC
July 2003 - December 2005 · 2 yrs 5 mos
Securian Financial Services, INC.Broker
May 1993 - August 2023 · 30 yrs 3 mos
Cri Securities, LLCBroker
May 1993 - October 2021 · 28 yrs 5 mos
State Registrations35 states
AZCACOCTDCFLGAIAILINKSKYMAMDMEMIMNMONCNENJNVNYOHORPASCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Johnson - Financial Advisor | TrueAdvisor