Laura Riley
Laura Riley is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Sparta, NJ, with 32 years of industry experience. Laura is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Sparta, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Laura sells life, property/casualty, health, group life, and group health insurance products. This takes a few hours per week, with minimal time spent during trading hours.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Eq Financial Consultants, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
Sentra Securities CorporationBroker
PFS Investments INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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