JF
JF

Joseph Feinberg

32 Years of Experience
Encino, CA
1 DisclosureBroker

Joseph Feinberg is a registered investment advisor at Hightower Advisors, LLC, based in Encino, CA, with 32 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

Loading...

Location

16530 Ventura Blvd, Suite 604, Encino, CA, 91436

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2001
Denied
Other Business Activities

Joseph is involved with Feinberg Stein Financial Services, LLC, an administrative services company related to his RIA practice, and is a limited partner in Legacy Group Development Wasco CA. He is also an advisory member of the Young Chicago Authors Foundation, contributing his philanthropic experience.

Employment History
Current Registrations
Hightower Securities, LLCBroker
December 2015 - Present · 10 yrs 5 mos
Hightower Advisors, LLC
December 2015 - Present · 10 yrs 5 mos
Previous Registrations
Morgan Stanley
June 2009 - December 2015 · 6 yrs 6 mos
Morgan StanleyBroker
June 2009 - December 2015 · 6 yrs 6 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 1997 - April 2007 · 9 yrs 9 mos
Morgan Stanley Dw INC.Broker
March 1993 - April 2007 · 14 yrs 1 mo
State Registrations12 states
AZCAFLHIILINMANVPATXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joseph Feinberg - Financial Advisor | TrueAdvisor