Brian Oliger is a registered investment advisor at Morgan Stanley, based in Seattle, WA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
601 Union Street, Two Union Square, Suite 5200, Seattle, WA, 98101
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
November 2002 - June 2009 · 6 yrs 7 mos
Citigroup Global Markets INC.Broker
November 2002 - June 2009 · 6 yrs 7 mos
Cibc World Markets CORP.
May 1997 - November 2002 · 5 yrs 6 mos
Cibc World Markets CORP.Broker
April 1997 - November 2002 · 5 yrs 7 mos
Prudential Securities IncorporatedBroker
June 1994 - April 1997 · 2 yrs 10 mos
Smith Barney INC.Broker
July 1993 - July 1994 · 1 yr
Lehman Brothers INC.Broker
April 1993 - July 1993 · 3 mos
State Registrations44 states
AKARAZCACOCTDCDEFLGAHIIDILINKSKYMAMDMEMIMNMSMTNCNENHNJNMNVNYOHORPASCTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.