RE
RE

Richard William Ervolino

31 Years of Experience
Sells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
145 clients
Average Client Portfolio
$977K average
Assets Under Management
$141.7M

Fee Structure

Minimum Investment:$25K
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Location

410 Sovereign Ct., Suite 13, Manchester, MO, 63011

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Richard owns USA Tax Plan, Inc., through which he sells insurance and annuities, dedicating a few hours per week. He is also an independent contractor for Tax & Retirement Institute, LLC, spending minimal time providing financial education, and a director at GreenMask LLC, spending minimal time offering marketing suggestions.

Employment History
Current Registrations
Capital Management Services, INC.
November 2020 - Present · 5 yrs 3 mos
Previous Registrations
Liberty Partners Capital Management, LLC
May 2012 - September 2020 · 8 yrs 4 mos
Liberty Partners Financial Services, LLCBroker
February 2012 - September 2020 · 8 yrs 7 mos
AXA Advisors, LLC
February 2009 - March 2012 · 3 yrs 1 mo
AXA Advisors, LLCBroker
December 2008 - March 2012 · 3 yrs 3 mos
Newbridge Financial Services Group, INC.
January 2005 - December 2008 · 3 yrs 11 mos
Newbridge Securities CorporationBroker
March 2003 - December 2008 · 5 yrs 9 mos
Cgs Financial INC.Broker
March 2002 - December 2002 · 9 mos
Advisors Capital Investments INC
November 2000 - December 2003 · 3 yrs 1 mo
Pacvest Associates, INC.Broker
September 2000 - March 2002 · 1 yr 6 mos
Prime Capital Services, INC.Broker
October 1999 - September 2000 · 11 mos
Legend Equities CorporationBroker
February 1999 - September 1999 · 7 mos
Citicorp Investment ServicesBroker
June 1997 - January 1999 · 1 yr 7 mos
American Express Financial Advisors INC.Broker
January 1996 - June 1997 · 1 yr 5 mos
Ids Life Insurance CompanyBroker
January 1996 - June 1997 · 1 yr 5 mos
PFS Investments INC.Broker
June 1993 - May 1995 · 1 yr 11 mos
State Registrations1 state
FL
Advisor
Exams
No exam information available for this advisor.