LB
LB

Lynn Brandenburg

32 Years of Experience
Naples, FL
2 DisclosuresBroker

Lynn Brandenburg is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Naples, FL, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

Loading...

Location

Naples, FL

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 1999
Denied
Criminal
December 1980
Final Disposition
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2017 - Present · 8 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2017 - Present · 8 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2017 - Present · 8 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - December 2017 · 14 yrs 5 mos
Wells Fargo Clearing Services, LLC
July 2003 - December 2017 · 14 yrs 5 mos
Prudential Securities Incorporated
February 2001 - July 2003 · 2 yrs 5 mos
Prudential Securities IncorporatedBroker
January 2001 - July 2003 · 2 yrs 6 mos
Salomon Smith Barney INC.Broker
July 1993 - January 2001 · 7 yrs 6 mos
Lehman Brothers INC.Broker
May 1993 - July 1993 · 2 mos
State Registrations15 states
AZCACODEFLIDMIMTNCNYOKTXUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.