Douglas Hartz is a registered investment advisor at LPL Financial LLC, based in Richmond, VA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2651 New Market Rd, Richmond, VA, 23231
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Douglas operates C&F Wealth Management as a DBA for his LPL business since 2015. This takes nearly full-time hours, with 30 hours during trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Uvest Financial Services Group, INC.Broker
Uvest Financial Services Group, INC.
Bi Investments, LLCBroker
Bi Investments, LLC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Robert Thomas Securities, INCBroker
First Union Brokerage Services, INC.Broker
Signet Financial Services,inc.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.