VJ
CFP
VJ
CFP

Vanessa Jennings

30 Years of Experience
Mill Valley, CA
Broker

Vanessa Jennings is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Mill Valley, CA, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

Mill Valley, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.
March 2008 - September 2016 · 8 yrs 6 mos
Deutsche Bank Securities INC.Broker
January 2001 - September 2016 · 15 yrs 8 mos
Db Alex. Brown LLCBroker
May 1998 - January 2001 · 2 yrs 8 mos
Cruttenden Roth IncorporatedBroker
January 1997 - July 1998 · 1 yr 6 mos
Hambrecht & Quist LLCBroker
May 1996 - July 1996 · 2 mos
Alex. Brown & Sons IncorporatedBroker
August 1994 - March 1996 · 1 yr 7 mos
State Registrations51 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Vanessa Jennings - Financial Advisor | TrueAdvisor