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Bradley Werner

Summit Financial, LLC
33 Years of Experience
Naples, FL
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Bradley Werner is a registered investment advisor at Summit Financial, LLC, based in Naples, FL, with 33 years of industry experience. Bradley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Education Planning, and 8 more. Their firm serves 18,393 clients with $26B in assets under management.

Summit Financial, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
231 advisors
Number of Clients
18,393 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$26.3B

Fee Structure

Minimum Investment:$100K
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

The maximum advisory fee across programs is 1.50% per year. Fees are negotiable and exclude program fees, custodian charges, and third-party manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Naples, FL

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2024
Final
Customer Dispute
June 2004
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Bradley is the President of Brad Werner & Company, an S corp that receives broker-dealer commissions and advisory fees, dedicating nearly full-time hours to it. He also has passive investments in real estate, serves as trustee for two trusts, and sells fixed index annuities, fixed annuities, and life insurance, which is considered non-investment related.

Employment History
Current Registrations
Private Client Services, LLC
December 2023 - Present · 2 yrs 10 mos
Summit Financial, LLC
December 2023 - Present · 2 yrs 10 mos
Private Client Services, LLCBroker
December 2023 - Present · 2 yrs 10 mos
Previous Registrations
Securities America Advisors, INC.
October 2017 - December 2023 · 6 yrs 2 mos
Securities America, INC.Broker
October 2017 - December 2023 · 6 yrs 2 mos
Advantage Investment Management, LLC
June 2009 - August 2012 · 3 yrs 2 mos
National Planning Corporation ("npc of America" in Fl & Ny)
October 2003 - October 2017 · 14 yrs
National Planning CorporationBroker
September 2003 - October 2017 · 14 yrs 1 mo
Ffp Advisory Services INC
December 1998 - October 2003 · 4 yrs 10 mos
Ffp Securities, INC.Broker
May 1993 - October 2003 · 10 yrs 5 mos
American Express Financial Advisors INC.Broker
March 1993 - May 1993 · 2 mos
Ids Life Insurance CompanyBroker
March 1993 - May 1993 · 2 mos
State Registrations22 states
ARAZCAFLIDILINKSLAMIMNNCNMOHPASCSDTNTXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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