Bradley Werner
Bradley Werner is a registered investment advisor at Summit Financial, LLC, based in Parsippany, NJ, with 33 years of industry experience. Bradley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 9,865 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Summit Financial offers various investment management programs. Financial advisors set their own advisory fees, but the maximum advisory fee for all programs is 1.50%. Clients in certain programs may also pay a program fee. Clients invested in the Tax-Deferred Strategies Portfolios are charged a monthly platform fee of $20/month by Nationwide, plus a "Low Cost Fund Platform Fee" up to 0.35% annually. Fees are negotiable.
Location
4 Campus Drive, Parsippany, NJ, 07054
Get directionsHistory
Regulatory History (2)
Regulatory
March 2024Customer Dispute
June 2004Other Business ActivitiesSells Insurance
Bradley is the President of Brad Werner & Company, an S corp that receives broker-dealer commissions and advisory fees, dedicating nearly full-time hours to it. He also has passive investments in real estate, serves as trustee for two trusts, and sells fixed index annuities, fixed annuities, and life insurance, which is considered non-investment related.
Employment History
Current Registrations
Private Client Services, LLCBroker
Private Client Services, LLC
Summit Financial, LLC
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Advantage Investment Management, LLC
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Ffp Advisory Services INC
Ffp Securities, INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.