Charles Matt
Charles Matt is a registered investment advisor at MML Investors Services, LLC, based in San Antonio, TX, with 32 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
10101 Reunion Pl, One Union Square-Ste 300, San Antonio, TX, 78216-4157
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles sells life, health, group life, and group health insurance, dedicating minimal time to this activity. He also presents workshops for the Archdiocese of San Antonio and is an adjunct faculty member at the University of the Incarnate Word, spending about 10-20% of his time there.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Kcm & Associates
Pruco Securities CorporationBroker
State Registrations14 states
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