| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1000K | 0.95% |
| $1.0M - $2.5M | 0.80% |
| $2.5M - $5.0M | 0.65% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.40% |
Maximum annual advisory fee is 1.75% and is negotiable.
225 S. Lake Avenue, Suite 1075, Pasadena, CA, 91101
Get directionsNo disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Charles sells non-variable insurance products since 2002. He also operates under the DBA The Sterling Group, acting in a fiduciary capacity for The Sterling Group's 401k profit sharing plan, and provides asset management and financial planning services, taking about half of his time.