Mark Brock
Mark Brock is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Flint, MI, with 32 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
2337Stonebridge Dr., Bldng F, Flint, MI, 48532
Get directionsHistory
Regulatory History (1)
Criminal
January 1979Other Business ActivitiesSells Insurance
Mark is involved in several outside business activities, including serving as a board member for Catholic Charities and St. Robert Catholic Church, and as an advisory representative of a RIA. He also works as an independent insurance agent selling fixed annuity products and as a financial professional under the DBA WC Wright & Assoc, and as an IAR under Complete Wealth Advisors.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.