Robert Malcolm is a registered investment advisor at Mariner Independent, based in Carnegie, PA, with 32 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,051 clients with $5.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mariner Platform Solutions charges an annual fee based on a percentage of your portfolio. This fee can range up to 2.50% per year, depending on the services provided and other factors. The firm may also apply a minimum fee. If you receive financial planning and consulting services in addition to investment advice, you may be subject to an additional fee. Fees are generally billed in advance on a quarterly basis. The management fee is negotiable.
Location
242 E. Main St., Carnegie, PA, 15106
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert sells fixed insurance, dedicating minimal time to it. He also owns BRS-Network, LLC DBA FOCUS4Financial and co-owns Strategic Path, LLC, both established to facilitate securities, advisory, and insurance business, taking up nearly all of his time. Robert also co-owns Bebco, Inc., an entity created for buying and managing commercial real estate, dedicating minimal time to it, and is a provider for Thrive Flexible Matching Program, dedicating minimal time to it.
Employment History
Current Registrations
Mariner Independent
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
LPL Financial LLC
LPL Financial LLCBroker
Nrp Financial, INC.Broker
Nrp Advisors, INC.
Ameritas Investment CORP
Ameritas Investment CORP.Broker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
Federated Securities CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.