Dino Arena
Dino Arena is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Rocklin, CA, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1011 Sunset Boulevard, Rocklin, CA, 95765
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Dino is the Chief Compliance Officer for the investment division of First Tech Federal Credit Union since 2014, dedicating about half of his time. He is also an Associate/Employee at Addison Avenue Investment Services, where he serves as Branch Manager and Compliance Director, also dedicating about half of his time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Raymond James Financial Services, INC.
Previous Registrations
Essex National Securities, INC.Broker
Cuso Financial Services, L.P.Broker
Franklin/templeton Distributors, INC.Broker
State Registrations52 states
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