Julie Williams is a registered investment advisor at Morgan Stanley, based in Santa Barbara, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1332 Anacapa Street, 2nd Floor, Santa Barbara, CA, 93101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
February 2005 - June 2009 · 4 yrs 4 mos
Citigroup Global Markets INC.
December 2004 - June 2009 · 4 yrs 6 mos
Citigroup Global Markets INC.Broker
May 2003 - May 2004 · 1 yr
Citigroup Global Markets INC.
May 2003 - May 2004 · 1 yr
Epoch PartnersBroker
April 2001 - June 2001 · 2 mos
Volpe Brown Whelan & Company, LLCBroker
May 1995 - June 1999 · 4 yrs 1 mo
Cs First Boston CorporationBroker
May 1993 - April 1995 · 1 yr 11 mos
State Registrations32 states
AKARAZCACOCTDCFLGAHIIDILKYMAMIMNMTNCNMNVNYOHOKORPASCSDTXUTVAWAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.