CD
CD
Charles Doering
32 Years of Experience
Laguna Niguel, CA
1 DisclosureBroker
Charles Doering is a registered investment advisor at Morgan Stanley, based in Laguna Niguel, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
28202 Cabot Road, Suite 500, Laguna Niguel, CA, 92677
Get directionsHistory
Regulatory History (1)
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Judgment / Lien
December 2024Employment History
Current Registrations
Morgan Stanley
June 2013 - Present · 13 yrs 3 mos
Morgan StanleyBroker
May 2013 - Present · 13 yrs 4 mos
Previous Registrations
Thinkequity LLCBroker
October 2011 - November 2012 · 1 yr 1 mo
Wedbush Securities INC.Broker
September 2009 - September 2011 · 2 yrs
Thomas Weisel Partners LLCBroker
March 1999 - August 2009 · 10 yrs 5 mos
Bancboston Robertson Stephens INC.Broker
September 1998 - February 1999 · 5 mos
Bancamerica Robertson StephensBroker
October 1997 - September 1998 · 11 mos
Robertson, Stephens & Company LLCBroker
August 1997 - October 1997 · 2 mos
Montgomery SecuritiesBroker
May 1993 - July 1997 · 4 yrs 2 mos
State Registrations33 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.