JM
JM
John Murphy
32 Years of Experience
Romoland, CA
1 DisclosureBrokerSells Insurance
John Murphy is a registered investment advisor at Cetera Investment Advisers LLC, based in Romoland, CA, with 32 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
Romoland, CA
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2006Denied
Other Business ActivitiesSells Insurance
John is involved with JM Associates (insurance), the Hemet Jeep Club (board of directors/treasurer), and Dunham Trust (referring advisor). He also sells fixed insurance products, including life and fixed annuities, dedicating a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
November 2010 - Present · 15 yrs 6 mos
Previous Registrations
Cetera Advisors LLC
November 2010 - March 2024 · 13 yrs 4 mos
Investacorp Advisory Services INC
June 2005 - November 2010 · 5 yrs 5 mos
Investacorp, INC.Broker
January 1995 - November 2010 · 15 yrs 10 mos
Montano Securities CorporationBroker
December 1993 - February 1995 · 1 yr 2 mos
State Registrations5 states
CAILMITXUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.