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Christopher Hayes

33 Years of Experience
Dayton, OH
1 DisclosureBroker

Christopher Hayes is a registered investment advisor at Fifth Third Securities, INC., based in Dayton, OH, with 33 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 43,031 clients with $9.1B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
918 advisors
Number of Clients
43,031 clients
Average Client Portfolio
$212K average
Assets Under Management
$9.1B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.35%
$500K - $750K1.25%
$750K - $1.0M1.10%
$1.0M - $2.0M1.00%
$2M+0.80%

Fees are negotiable. In the Passageway One Program, if the client selects to receive the Tax Overlay Service, this optional service has an additional fee on top of the Passageway Program Standard Fee Schedule.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

39 West Whipp Rd, Dayton, OH, 45459

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History

Regulatory History (1)
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Customer Dispute
June 2025
Settled
Other Business Activities

Christopher owns rental property in Naples, FL, dedicating minimal time to it. This activity is not securities related and will not interfere with his duties at the firm.

Employment History
Current Registrations
Fifth Third Securities, INC.
February 2005 - Present · 21 yrs 3 mos
Fifth Third Securities, INC.Broker
August 2004 - Present · 21 yrs 9 mos
Previous Registrations
Morgan Stanley
March 2001 - August 2004 · 3 yrs 5 mos
Morgan Stanley Dw INC.Broker
June 2000 - August 2004 · 4 yrs 2 mos
Lockwood Financial Services, INC.Broker
November 1998 - June 2000 · 1 yr 7 mos
Salomon Smith Barney INC.Broker
July 1993 - November 1998 · 5 yrs 4 mos
Lehman Brothers INC.Broker
March 1993 - July 1993 · 4 mos
State Registrations32 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.