Edward Dias is a registered investment advisor at Dias, Edward J., based in Putnam, CT, with 13 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 9 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Location
Putnam, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Edward has active insurance licenses in Connecticut, Massachusetts, and Rhode Island. He uses these licenses to sell corporate 401(k) plans exclusively.
Employment History
Current Registrations
Dias, Edward J.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.