Pamela Floyd
Pamela Floyd is a registered investment advisor at Vanderbilt Advisory Services, based in Twisp, WA, with 27 years of industry experience. Pamela operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 6,470 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
VAS offers investment management through its Managed Account Program and VFG Tactical Model Portfolios. Fees are based on assets under management and can be structured as a flat annual fee, flat percentage, threshold billing, or tiered billing. The specific fee structure is outlined in the Investment Advisory Agreement.
VAS also uses Betterment for Advisors, where fees range from 0.12% to 0.25% of account balances, charged monthly or quarterly. VAS also charges an advisory fee on top of the Betterment fee.
Location
12 2nd Mile Rd, Twisp, WA, 98856
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2008Employment Separation After Allegations
June 1982Criminal
June 1982Other Business ActivitiesSells Insurance
Pamela owns 2nd Mile LTD, providing tax preparation and technology services, and is a partner in TFC Holdings, LLC, which owns and leases an office building. Pamela also engages in insurance sales, including variable and fixed annuities and term life, and uses MACWIZ as a pass-through entity for investment and insurance-related income and expenses; these activities take about a quarter of her time.
Employment History
Current Registrations
Vanderbilt Securities, LLCBroker
Vanderbilt Advisory Services
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Securities America, INC.Broker
Securities America Advisors, INC.
Kms Financial Services, INC
Kms Financial Services, INC.Broker
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.