RH
RH
Ronald Harrison
20 Years of Experience
Richardson, TX
2 DisclosuresSells Insurance
Ronald Harrison is a registered investment advisor at Planb Tax & Wealth Advisors LLC, based in Richardson, TX, with 20 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients with $500 in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$500
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Location
Richardson, TX
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Regulatory History (2)
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Regulatory
February 2016Final
Customer Dispute
January 2016Settled
Other Business ActivitiesSells Insurance
Ronald is a CPA and provides tax preparation and accounting services full-time. He also sells equity index annuities, life insurance, health insurance, and group insurance products from multiple companies.
Employment History
Current Registrations
Planb Tax & Wealth Advisors LLC
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Fox Wealth Advisors LLC
August 2015 - January 2019 · 3 yrs 5 mos
Archer Investment Corporation
August 2014 - August 2015 · 1 yr
Gwn Securities INC.Broker
January 2014 - September 2014 · 8 mos
High Street Securities, INC.Broker
August 2013 - December 2013 · 4 mos
H.D. Vest Investment ServicesBroker
April 2012 - August 2013 · 1 yr 4 mos
Fox Financial Management CorporationBroker
July 2009 - March 2012 · 2 yrs 8 mos
Institutional Securities CorporationBroker
July 2005 - October 2005 · 3 mos
Veritrust Financial, LLCBroker
March 2003 - May 2004 · 1 yr 2 mos
Vsr Financial Services, INC.Broker
August 2000 - December 2001 · 1 yr 4 mos
PFS Investments INC.Broker
May 1993 - December 1994 · 1 yr 7 mos
State Registrations1 state
TX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.