Michael Mills is a registered investment advisor at LPL Financial LLC, based in Vista, CA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1475 West Vista Way, Vista, CA, 92083
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael operates under two DBAs: SDCCU Member Investment Services and SDCCU Investment Services, both since 2012/2013. These activities appear to be related to his advisory services.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Wamu Investments, INC.
Wamu Investments, INC.Broker
Security Distributors, INC.Broker
American Skandia Marketing, INC.Broker
MML Distributors, LLCBroker
Manulife Financial Securities LLCBroker
Manulife Wood Logan, INC.Broker
Cal Fed InvestmentsBroker
Invest Financial CorporationBroker
Brookstreet Securities CorporationBroker
La Jolla Securities CorporationBroker
West Coast Financial & Insurance Services, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.