David Mingori
David Mingori is a registered investment advisor at MML Investors Services, LLC, based in Southborough, MA, with 32 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
134 Turnpike Rd, Suite 300, Southborough, MA, 01772
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
December 2002Other Business ActivitiesSells Insurance
David is an independent insurance agent selling life, accident, health, and long-term care insurance since 2003. This activity is insurance-related.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
New England SecuritiesBroker
Allmerica Investment Management CO INC
Allmerica Investments, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.