JY
JY

John Ye

32 Years of Experience
Leawood, KS
Broker

John Ye is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Leawood, KS, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

Loading...

Location

4000 West 114th St., Suite 150, Leawood, KS, 66211

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
December 2014 - Present · 11 yrs 5 mos
Robert W. Baird & CO. IncorporatedBroker
December 2014 - Present · 11 yrs 5 mos
Previous Registrations
Country Club Financial Services, INC.
July 2003 - December 2014 · 11 yrs 5 mos
Country Club Financial Services, INC.Broker
May 2001 - December 2014 · 13 yrs 7 mos
Mony Securities CorporationBroker
June 1993 - May 2001 · 7 yrs 11 mos
State Registrations16 states
COFLILINKSMAMIMONYOHOKPASCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Ye - Financial Advisor | TrueAdvisor