Bob Kawabe is a CFP-designated registered investment advisor, based in Honoulul, HI, with 32 years of industry experience.
Location
1003 Bishop Street, Suite 2700, Honoulul, HI, 96813
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Bob is involved with Kawabe & Associates, LLC, selling fixed insurance products and providing business planning/life coaching services. He also owns rental property.
Employment History
Current Registrations
Valmark Advisers, INC.
January 2021 - Present · 5 yrs 3 mos
Valmark Securities, INC.Broker
January 2021 - Present · 5 yrs 3 mos
Previous Registrations
The Wealth Consulting Group
February 2016 - March 2021 · 5 yrs 1 mo
LPL Financial LLCBroker
August 2013 - February 2021 · 7 yrs 6 mos
LPL Financial LLC
August 2013 - September 2016 · 3 yrs 1 mo
NFP Securities, INC.
January 2007 - August 2013 · 6 yrs 7 mos
NFP Securities, INC.Broker
January 2007 - August 2013 · 6 yrs 7 mos
MML Investors Services, INC.
September 2003 - February 2007 · 3 yrs 5 mos
Kawabe & Associates, LLC
September 2002 - September 2003 · 1 yr
Kawabe & Associates, LLC
September 2002 - August 2002 · 0 mos
MML Investors Services, INC.
September 2002 - September 2002 · 0 mos
MML Investors Services, INC.Broker
August 2001 - February 2007 · 5 yrs 6 mos
Commonwealth Financial NetworkBroker
November 2000 - August 2001 · 9 mos
Sunamerica Securities, INC.Broker
July 2000 - November 2000 · 4 mos
Nylife Securities INC.Broker
May 1994 - July 2000 · 6 yrs 2 mos
Main Street Management CompanyBroker
June 1993 - November 1993 · 5 mos
State Registrations6 states
AZCAFLHIMANV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.