Michael Pineda
Michael Pineda is a registered investment advisor at Lifemark Securities CORP., based in Denver, CO, with 30 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,434 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LifeMark Securities Corp. charges a fee based on a percentage of your account value for investment advisory services. This fee is negotiable and depends on the account value, investment program, service level, and complexity of your financial situation. The fee ranges from 0.35% to 0.5% depending on the asset level, with a maximum of 2.0%. Additional fees may include custodian fees, platform fees, manager fees, and transaction fees. The fees are deducted directly from your account monthly or quarterly.
Location
Denver, CO
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2025Customer Dispute
August 2022Employment Separation After Allegations
June 2017Other Business ActivitiesSells Insurance
Michael is an independent insurance agent since 2014, focusing on sales and service of life insurance. This activity requires a few hours per week, including a minimal amount of time during trading hours.
Employment History
Current Registrations
Lifemark Securities CORP.
Lifemark Securities CORP.Broker
Lifemark Securities CORP.
Previous Registrations
Lifemark Securities CORP.
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
VALIC Financial Advisors, INC.Broker
Transamerica Capital, INC.Broker
Leader Capital CORP.Broker
Transamerica Capital, INC.Broker
Oppenheimerfunds Distributor, INC.Broker
Brown & Company Securities CorporationBroker
Joseph Charles & Assoc., INC.Broker
Paramount Investments International, INC.Broker
Rockefeller, Rothschild, & SteeleBroker
Paramount Investments International, INC.Broker
Foster Jeffries CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.