MS
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Mark Sexton

32 Years of Experience
Brookfield, WI
1 DisclosureBroker

Mark Sexton is a registered investment advisor at Ameriprise Financial Services, LLC, based in Brookfield, WI, with 32 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

13890 Bishops Dr, Ste 200, Brookfield, WI, 53005

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2001
Settled
Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 1993 - Present · 32 yrs 10 mos
Ameriprise Financial Services, LLC
July 1993 - Present · 32 yrs 10 mos
Ameriprise Financial Services, LLCBroker
July 1993 - Present · 32 yrs 10 mos
Previous Registrations
Ids Life Insurance CompanyBroker
July 1993 - July 2006 · 13 yrs
State Registrations4 states
FLNCWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Sexton - Financial Advisor | TrueAdvisor