David Latham
David Latham is a CFP-designated registered investment advisor at LPL Financial LLC, based in Long Beach, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5150 E. Pacific Coast Hwy., Ste. 200, Long Beach, CA, 90804
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2003Criminal
October 1986Other Business ActivitiesSells Insurance
David sells fixed insurance through Latham Wealth Management Group, a DBA for his LPL business, since 2008. He spends about 10-20% of his time on Latham Wealth Management, starting in 2018.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning CorporationBroker
Wm Financial Services, INC.Broker
Great Western Financial Securities CorporationBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.