KH
KH

Keith Hubbard

28 Years of Experience
Buffalo Grove, IL
2 Disclosures

Keith Hubbard is a registered investment advisor at Brookstone Capital Management LLC, based in Buffalo Grove, IL, with 28 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 54,545 clients with $10B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
324 advisors
Number of Clients
54,545 clients
Average Client Portfolio
$191K average
Assets Under Management
$10.4B

Fee Structure

Minimum Investment:$5K

Brookstone Capital Management's investment management fees are negotiable, up to a maximum of 2.5% annually. The fee includes a portion for BCM (up to 0.95%) and a portion for the investment advisor representative (up to 1.55%). The exact fee is outlined in your agreement. BCM offers its asset management program as a wrap fee program at Schwab, which bundles advisory and transaction fees into a single fee. At Fidelity, clients are part of a non-wrap fee program and may be charged transaction fees. All accounts are charged a monthly $8 fee for software, reduced for accounts under $8,000.

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Location

600 N Buffalo Grove Rd Ste 100, Buffalo Grove, IL, 60089

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2008
Denied
Employment Separation After Allegations
December 1985
Employment History
Current Registrations
Brookstone Capital Management LLC
July 2025 - Present · 10 mos
Previous Registrations
J.P. Morgan Securities LLC
June 2022 - May 2025 · 2 yrs 11 mos
J.P. Morgan Securities LLCBroker
June 2022 - May 2025 · 2 yrs 11 mos
Fidelity Personal and Workplace Advisors
October 2021 - April 2022 · 6 mos
Fidelity Brokerage Services LLCBroker
July 2021 - April 2022 · 9 mos
Ameriprise Financial Services, LLC
April 2021 - May 2021 · 1 mo
Ameriprise Financial Services, LLCBroker
August 2000 - May 2021 · 20 yrs 9 mos
Ids Life Insurance CompanyBroker
August 2000 - July 2006 · 5 yrs 11 mos
Lantern Investments, INC.Broker
April 1994 - August 1996 · 2 yrs 4 mos
A.J. Michaels & CO., LTD.Broker
September 1993 - March 1994 · 6 mos
Royce Investment Group, INC.Broker
April 1993 - September 1993 · 5 mos
State Registrations2 states
ILWI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.