KP
KP
Kenneth Peters
32 Years of Experience
Sacramento, CA
1 DisclosureBroker
Kenneth Peters is a registered investment advisor at Wells Fargo Advisors, based in Sacramento, CA, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
Sacramento, CA
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2005Denied
Other Business Activities
Kenneth owns 100% of The Jackemma Group LLC dba The Peters Group LLC, an investment-related business. He dedicates minimal time to this activity.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLC
September 2023 - Present · 2 yrs 8 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2023 - Present · 2 yrs 8 mos
Wells Fargo Advisors
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - September 2023 · 12 yrs 8 mos
Wells Fargo Clearing Services, LLC
January 2011 - September 2023 · 12 yrs 8 mos
Wells Fargo Investments, LLC
May 2001 - January 2011 · 9 yrs 8 mos
Wells Fargo Investments, LLCBroker
May 2001 - January 2011 · 9 yrs 8 mos
Wells Fargo Securities INC.Broker
June 1994 - May 2001 · 6 yrs 11 mos
Dean Witter Reynolds INC.Broker
April 1993 - July 1994 · 1 yr 3 mos
State Registrations13 states
AKALAZCAFLIDKSMOORTXVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.