DC
DC

Dean Correa

32 Years of Experience
San Jose, CA
Broker

Dean Correa is a registered investment advisor at Wells Fargo Advisors, based in San Jose, CA, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1091 Lincoln Ave, San Jose, CA, 95125

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Dean owns Correa Wealth Management, an investment-related business, since 2014. This takes about half of his time, including a few hours during trading hours.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
November 2014 - Present · 11 yrs 6 mos
Wells Fargo Advisors
November 2014 - Present · 11 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2007 - November 2014 · 7 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2007 - November 2014 · 7 yrs 2 mos
Wachovia Securities, LLCBroker
July 2003 - September 2007 · 4 yrs 2 mos
Wachovia Securities, LLC
July 2003 - September 2007 · 4 yrs 2 mos
Prudential Securities Incorporated
July 1997 - July 2003 · 6 yrs
Prudential Securities IncorporatedBroker
June 1993 - July 2003 · 10 yrs 1 mo
State Registrations14 states
AZCAHIIDILMTNMNVORSCTXUTVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Dean Correa - Financial Advisor | TrueAdvisor