Scott Roetzel
Scott Roetzel is a registered investment advisor at Independent Financial Group, LLC, based in Lincoln, NE, with 32 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
Lincoln, NE
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Regulatory History (1)
Customer Dispute
March 2009Other Business ActivitiesSells Insurance
Scott is an officer/director of Roetzel Company Incorporated, a DBA for marketing purposes, and its 100% owner. He offers various types of fixed insurance products, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
National Planning CorporationBroker
Main Street Securities, LLCBroker
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.