BP
BP

Bradford Pollard

29 Years of Experience
Beverly Hills, CA
BrokerSells Insurance

Bradford Pollard is a registered investment advisor, based in Beverly Hills, CA, with 29 years of industry experience.

Location

Citi Private Bank, 407 N. Maple Drive, Suite 150, Beverly Hills, CA, 90210

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Bradford is winding down Wayne J. Pollard Insurance Agency, Inc. as trustee of his father's estate, and owns rental properties in Mammoth Lakes and Los Angeles, which are managed by third parties. These activities require minimal time commitment.

Employment History
Current Registrations
Citi Private Alternatives, LLC
March 2017 - Present · 9 yrs 2 mos
Citi Private Alternatives, LLCBroker
March 2017 - Present · 9 yrs 2 mos
Citigroup Global Markets INC.
September 2010 - Present · 15 yrs 8 mos
Citigroup Global Markets INC.
May 2007 - Present · 19 yrs
Citigroup Global Markets INC.Broker
May 2007 - Present · 19 yrs
Previous Registrations
Ing Financial Markets LLCBroker
April 2001 - July 2005 · 4 yrs 3 mos
Ing Barings LLCBroker
July 1998 - April 2001 · 2 yrs 9 mos
Ing Baring (U.S.) Securities, INC.Broker
January 1998 - July 1998 · 6 mos
Ing Baring (U.S.) Securities, INC.Broker
November 1995 - December 1996 · 1 yr 1 mo
Internationale Nederlanden (U.S.) Securities CorporationBroker
September 1993 - November 1995 · 2 yrs 2 mos
State Registrations15 states
AZCACOCTDEFLHIILMTNDNJNVNYPASD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Bradford Pollard - Financial Advisor | TrueAdvisor