John Woltemate is a registered investment advisor, based in Houston, TX, with 32 years of industry experience.
Location
5433 Westheimer Rd, Suite 800, Houston, TX, 77056
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John is a Program Manager at Houston Federal Credit Union since 2001, dedicating full-time hours. He is also a Program Manager for HFCU Investment and Retirement Services, a DBA for his LPL business.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2025 - Present · 9 mos
Cetera Investment Services LLCBroker
August 2025 - Present · 9 mos
Previous Registrations
LPL Financial LLC
May 2022 - August 2025 · 3 yrs 3 mos
LPL Financial LLCBroker
May 2022 - August 2025 · 3 yrs 3 mos
CUNA Brokerage Services, INC.
August 2001 - May 2022 · 20 yrs 9 mos
CUNA Brokerage Services, INC.Broker
August 2001 - May 2022 · 20 yrs 9 mos
First Allied Securities, INC.Broker
April 1999 - August 2001 · 2 yrs 4 mos
Bank United Securities CORP.Broker
January 1999 - May 1999 · 4 mos
Nationsbanc Investments, INC.Broker
January 1998 - December 1998 · 11 mos
NationssecuritiesBroker
February 1994 - January 1998 · 3 yrs 11 mos
Metlife Securities INC.Broker
April 1993 - December 1993 · 8 mos
Metropolitan Life Insurance CompanyBroker
April 1993 - December 1993 · 8 mos
State Registrations2 states
ARTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.