Michael Riley is a CFP, ChFC-designated registered investment advisor at Simplicity Wealth, based in Ocala, FL, with 32 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, High Net Worth, and 5 more. Their firm serves 8,494 clients with $4.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Advisory fees generally range from 0.10% to 2.00% of assets under management. Platform fees range from 0.10% to 0.60%, and third-party model manager fees range from 0.00% to 1.00%.
Fee Estimator
Location
7500 SW 61st Ave, Suite 700, Ocala, FL, 34476
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is the president of Estate & Retirement Resources, offering estate and financial planning and fixed insurance products, including index annuities, dedicating a few hours per week. He also serves on the board of trustees for Academy at the Lakes, is involved with AEEA Riley Family LLC, is an advisor board member for The Salvation Army, and serves as Vice President for The Jasmine Professional Park Association, Inc., all requiring minimal time.
Employment History
Current Registrations
Simplicity Wealth
The Leaders Group, INC.Broker
The Leaders Group, INC.
Previous Registrations
Mutual Trust Asset Mgmt., INC.
Calton & Associates, INC.Broker
Mutual Trust Asset Mgmt., INC.
Mutual Trust Asset Mgmt., INC.
Mutual Trust Company of America SecuritiesBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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